Disciplinary notices

A written record of a conduct or performance matter: what happened, what was discussed, what was decided and what comes next.

Record a disciplinary issue with an employee.

  • Business / Legal document

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Key features

  • What happened and what was expected

    Facts with dates, times and places, how it came to light, who was involved, and the standard or policy it comes from.

  • Anything said before, and the meeting

    Earlier conversations and outcomes, who attended, whether the employee was accompanied and what notice they had.

  • What the employee said and the decision

    A fair summary including anything disputed, what was weighed including anything in the employee's favour, and the reasons.

  • What is asked and what support is given

    Four rows of actions, training or supervision and a review meeting, and support the employer will provide.

  • Record, next step and disagreeing

    How long the notice stays on record, what could happen if it continues, and how to disagree in writing, with receipt signed.

About this document

A disciplinary notice records a matter about an employee's work or conduct: what is said to have happened, what was expected and where it comes from, anything said before, the meeting and who attended, what the employee said, what has been decided and why, what the employee is asked to do, what support will be given, how long the notice stays on record, what could follow and how to disagree.

This blank form is completed by the employer and signed by the employer, the employee to confirm receipt and any person accompanying. Signing only confirms receipt. It does not decide whether a sanction is lawful or fair. Rules on procedure, representation, notice, pay and records differ by state, by contract and by employer size, so follow your own procedure and take advice before disciplining anyone, particularly where dismissal is possible.

Is this document right for you?

Useful when

  • You are following a disciplinary procedure and want a clear written record
  • You want the employee's account and any dispute kept with the notice
  • You want the support offered recorded

Commonly used by

  • Employers and managers
  • HR teams
  • Small business owners

Not sure? about your situation first.

Alternatives

When to use this

  • A first written notice after repeated lateness
  • A record of a meeting about a conduct issue
  • A notice that sets training and a review date

What happens next

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  1. Pay

  2. Tell us what you need

  3. Talk to a specialised lawyer

  4. They prepare your document

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Questions

About the disciplinary notices

  • No. A fair, accurate record helps, but whether discipline is lawful depends on the facts, your procedure, the contract and the state.

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